If you think that your securities broker has done something illegal or improper, there are various governmental and professional authorities to whom you can complain.

These links will take you to the pages on which some of them explain how to file a complaint. Where I don't list the authorities, especially the state authorities, it's because I have no data on them. You are welcome to send me the details of the authorities, of course.

National bodies:

State bodies:

Last updated: June 20, 2007 Home.